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Self-study materials for the FINRA/NASD/NYSE licensing exams are available as bound self-study training manuals, as CDs, and in some cases, Web-based courses. The courses are offered to brokers, branch managers, compliance officers, and other industry professionals who required to be properly licensed by the FINRA. The length of time for each course depends upon each individual's study habits.

Registered Representative examinations (for brokers):

Series 7 General Securities
Series 3 Commodity/Futures
Series 6 Mutual Fund/Variable Annuities
Series 66 Combined Securities Agent & Investment Advisor

Registered Principal examinations (for managers):

Series 24 General Securities Principal
Series 27 Financial and Operations Principal
Series 4 Registered Options Principal
Series 8 Registered Sales Supervisor/Branch Manager

Prices for the courses can be obtained by e-mail request to info@cooperhallpress.com.

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